Assessment Module
|
Acme Financial Services
3
LK
Lovemore Kamuzangaza
Admin
Back to Assessments
Run New Assessment
Complete the questionnaire below to evaluate your AML compliance status
1
Customer Due Diligence
1. Do you verify customer identities before onboarding?
Yes
No
2. Do you perform enhanced due diligence on high-risk clients?
Yes
No
3. How do you classify customer risk levels?
Automated system
Manual review
Third-party service
No classification
2
Monitoring & Reporting
4. Do you monitor transactions for suspicious activity?
Yes
No
5. How frequently do you file AML compliance reports?
Weekly
Monthly
Quarterly
Annually
6. Do you have procedures for reporting suspicious activity?
Yes
No
3
Governance & Training
7. Do you have a designated AML compliance officer?
Yes
No
8. Do staff receive regular AML training?
Yes
No
9. How often is AML training conducted?
Monthly
Quarterly
Annually
On hire only
4
Record Keeping & Audits
10. Do you maintain adequate record-keeping for compliance audits?
Yes
No
11. How often do you conduct internal AML audits?
Monthly
Quarterly
Annually
Never
Submit Assessment