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Transaction Monitoring Audit
Transaction MonitoringLow Risk
December 20, 2023
Risk Score
85/ 100
Risk Level
Low
Assessment Summary
Transaction monitoring controls are well-maintained with minor improvements suggested.
Key Findings
3 findings identified
- 1Strong monitoring rules in place
- 2Regular rule tuning conducted
- 3Minor gaps in cash transaction reporting
Recommended Procedures
3 recommendations
- 1Update cash transaction thresholds
- 2Continue quarterly rule reviews
- 3Consider AI-enhanced detection measures